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Looking at using the services of a
third party BC supplier? This twenty point checklist will help.
The advice is offered by Survive,
the Business Continuity Group.
When seeking to contract services for business
continuity/disaster recovery you should always address the following
issues:
1. Supplier dedication - is
the supplier dedicated to disaster recovery? At invocation time
you will wish your supplier to fully understand the extent to which
your business survival depends upon him. If the supplier is distracted
by other business priorities, will you still retain the level of
dedicated support you require?
2. Quality - is the supplier,
and in particular its disaster recovery business, quality registered
(eg IS09000)? Does the supplier take steps to keep abreast of developments
in the industry? Does the supplier subscribe to the information
security management guidance detailed within ISO/IEC 17799?
3. Experience - is the supplier
experienced in disaster recovery? How many years have they traded?
How many recovery tests do they perform annually? How many disasters
have they successfully managed? Can they provide satisfactory reference
sites? Pay special attention to salvage services providers - do
they genuinely understand the technology involved ie maintaining
and restoring vital documents and equipment? Many businesses have
lost critical capacity and data through the naïve efforts of
office-cleaning companies masquerading as salvage services!
4. Stability - will the service
provider be around when needed? Who owns the company – are
they people you can trust and work with? If part of a group, is
disaster recovery a business which appears relevant to their overall
group objectives? Can you see recent accounts? The simplest document
that doesn't lie is a bank statement!
5. Growth - can your supplier
grow with you? Will they be able to support changing technologies
alongside your own development? What is their record on investment
in the technology (computers, communications office systems etc.)
upon which you will depend? What about their continuing ability
to support older systems, software etc. which may be critical to
your operations?
6. Breadth of service - can
your supplier meet the full range of your critical service eg different
computer operating platforms, communications services etc.
7. Geographical coverage -
is the supplier's coverage adequate/appropriate to your needs?
8. Provision of testing -
an untested recovery plan is valueless! Will your supplier permit
testing of their resources under conditions which meet your recovery
planning requirements.
9. Facilities/equipment -
is your standby equipment totally dedicated to disaster recovery?
Shared service (ie DR and software support) cannot work. The statement
often used by a software supplier or by computer/office equipment
maintenance companies that "we will find sufficient kit to
help you in an emergency" is an empty promise and cannot form
the basis of a recovery plan for systems critical to the ongoing
business operation. Is there adequate provision of power and of
all the peripheral services required to keep you in business - eg
catering, photocopying, toilets etc.
10. People - does your supplier
maintain a dedicated support team who understand their role in the
recovery process? Do their skills profiles suit you? Have key staff
been certified by the Business Continuity Institute? Can you get
quick and easy access to decision makers?
11. Premises - are they suitable?
Are they secure? Are they clean and accessible? Do you have access
to good catering, transport and car parking?
12. Contingency plan - does
the supplier have its own back up generators and contingency plan?
What arrangements will the supplier make for loss of their own facilities?
Do they have reciprocal arrangements with other suppliers? Do they
inform other clients in the event that the facility is full?
13. Insurance - does your
supplier carry insurance? For example, a supplier may insure against
the risk of over-invocation - whilst not offering a particular benefit
to the purchaser such a policy would often require external policy
of ratios of service provision.
14. Ratios - what is the level
of subscribers for your chosen service? Is this ratio auditable
- can the supplier provide data to validate this ratio? Are you
comfortable with this? Does the supplier support other companies
in the same building or locally as you - are they equipped to support
you all in the event of major disaster in the locality?
15. Priority - what happens
if the planned recovery facilities are occupied by another customer
who invoked at an earlier time?
16. Exclusion zones –
ensure that the supplier isn't likely to be exposed to the same
risk as you. A supplier in the same building will be of little use
if the premises are destroyed by fire! Major incidents (ie gas leaks,
terrorist incidents, chemical spills etc.) can often lead to exclusion
zones of up to 400 yards (more in certain cases!) A supplier in
a building adjacent to yours will, in such circumstances, be barred
from access for the same time as you, rendering their support worthless.
17. References - a sensible
but often altruistic test. A supplier will not give you bad customer
references! Therefore try to identify organisations with whom you
have a relationship so that you can obtain an objective response.
Does the supplier operate a user group? Can you attend a meeting
prior to contract? Does the supplier issue an annual report to their
subscribers?
18. The service - test the
services contracted as early as practical and to realistic objectives.
Few tests work exactly the way you had planned - this applies equally
to tests of your own internal resources and those of third party
suppliers. How many tests are you permitted under your contract?
What can you learn form the testing process to improve the response
next time around? Involve the senior management of your supplier
to ensure you get the required response. If it becomes apparent
that the supplier was "overselling" then seek redress
under the contract - if necessary suspend the contract and seek
refund of monies paid and relevant legal opinion.
19. The contract - read the
contract carefully. Is the service you require available under the
contract (and in reality) whenever it might be needed? (Most reputable
DR service providers operate 365 days a year, 24 hours a day.) Should
you invoke, for how long may you remain in occupation prior to being
required to move to alternative accommodation? Does the contract
reflect, to your satisfaction, all of your needs under the preceding
paragraphs? A "money back" guarantee may be worthless
if you fail to recover the business! Does the contract clearly specify
those services to be sub-contracted? Are you able to examine the
supplier's contracts with third parties?
20. Price - do not buy on
price - seek value for money! Disaster recovery services are not
cheap - consider what the cost would be if you were providing the
service in-house. Look realistically at the cost of people, equipment,
environment, maintenance, power, software licenses, communications.
An assessment of the ratio of users for the service you require
plus a profit element for the service provider will help you estimate
a realistic expectation price. If the supplier offers you a "bargain
basement" fee be sceptical - it is likely that the service
isn't all it’s made out to be or the supplier is not in business
for the long term.
If you choose on price, then ensure that you understand the areas
in which your recovery will be compromised!
LAUNCHED in 1981, Survive
has grown throughout the world to become one of the leading forums
for expertise and information exchange among business continuity
management practitioners and professionals.

•Date:
31st October 2003 •Region: Worldwide •Type:
Article •Topic: BC
general
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